Received date: May 24, 2013; Accepted date: July 02, 2013; Published date: July 10, 2013
Citation: Minozzi S, Lunardini A, Catalano P, Caramella D, Fornaciari G (2013) Dwarfism in Imperial Rome: A Case of Skeletal Evidence. J Clin Res Bioeth 4:154. doi: 10.4172/2155-9627.1000154
Copyright: © 2013 Minozzi S, et al. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.
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Congenital disorder; Dwarfism; Achondroplasia; Roman Imperial Age; Italy
Many aspects of ancient diseases, with particular regard to some genetic conditions, remain unclear, because literary sources are missing or scarce. Investigations on diseases are sometimes possible by studying skeletal remains from archaeological sites, as in the case we are presenting. The skeleton, dated back to the Roman Imperial Age (I-II century A.D.), is affected by a rare growth disorder, and shows very short dimensions due to dwarfism. The skeletal remains were found in the Collatina necropolis, the greatest Roman necropolis (over 2,200 burials) of the Imperial Age, placed only a few kilometres from the centre of Rome, during archaeological excavations directed by the Special Superintendence to the Archaeological Heritage of Rome. The archaeological evidences such as funerary structures and grave goods, in particular the frequent ritual use of coins as Charon’s obol, permitted to date the necropolis back to the 1st-2nd centuries AD .
The presence of dwarfs in Rome during this period is testified by historical and iconographical sources, which often depicted these “little people” in ridiculous scenes, with special capabilities or particular attributes. Since the earliest times dwarfism has been the most commonly depicted human physical disorder, found in Egypt, Greece, and in the Roman world, in a large part of the period of Predynastic Egypt (about 3000 BC) until the end of the Roman Empire (Vth century AD) . However, despite numerous artistic representations, the palaeopathology of dwarfism is scarce. The earliest case of chondrodystrophic dwarfism was found in an Italian Late Upper Paleolithic burial (10,000 BP,)  and a few cases have been reported in ancient Egyptian skeletal remains [4-6]; more recent examples of achondroplasia of Medieval Age have been described in Poland, Hungary, and Wales [7-9].
The skeleton, poorly preserved but in anatomical connection, was found in a simple soil grave, lying on its left side with flexed legs, an uncommon disposition for this period in which the corpses were usually buried in supine position ; some amphora fragments partially covered the upper part of the body and no grave goods were found (Figure 1). These elements, alongside the position of the tomb in a part of the necropolis used by urban people belonging to the lower social class, suggest that the individual belonged to the common population, but we have no archaeological data that can help establish whether he was a slave, libertus or Roman citizen.
The individual was over 20 years of age, on the basis of complete fusion of the femoral head epiphyses, and younger than 25 years of age, according to the incomplete formation of the root apex of the third molar, probably not yet completely erupted because no occlusal wear facet was visible. Accurate age estimation was difficult, as growth pathologies are likely to modify the expression criteria currently used for skeletal aging; in fact, dental development may be delayed, as reported in several studies on dwarfs . Sex was not determined because of the missing diagnostic districts.
Unfortunately, skull remains consisted of some fragments and two upper teeth: the second right premolar (rt P2) and the third left molar (lt M3). P2 presented very slight wear and great calculus deposits on the occlusal surface, as a probable consequence of malocclusion. The dental enamel showed some thin hypoplastic bands indicating episodes of stress occurred during childhood the most severe being between 4 and 5 years of age . Severe hypoplastic pits were also diffused over the entire M3 crown surface, indicating stress episodes taking place between 10 and 12 years of age.
All the long bones were very short: the upper limbs presented moderate robustness with alterations of muscular attachments and diaphyseal morphology, while the proximal end of the ulna showed enlargement of metaphyses likely to have modified the movement of the elbow (Figure 2). The tibia and femur were about 10 cm shorter, compared to the standard length of the Roman coeval population, and the diameter and circumference were inferior as well (Figure 3). The acetabulum, the only preserved fragment of the hip, presented irregular shape and osteoarthritic changes.
Selected postcranial measurements  of the skeleton were compared with the average dimensions of the same necropolis (Table 1). The stature was calculated on the basis of the long bone lengths using Sjovold’s regression formulas . These can be applied independently of the sex of the subject, as in this case where sexual assessment was not possible. Stature estimation was about 134 cm, with a shortening of 22 cm compared to mean stature of the women, and of 33 cm compared to mean stature of the men from the same necropolis.
|Range||difference with M (mm)||mean female||Range||difference with F (mm)|
|HUMERUS: maximum length (1)||245*||320.3 (n=18)||299-345||75.3||295.7 (n=19)||266-342||50.7|
|HUMERUS: midshaft diameter (5)||24||23.9 (n=41)||20-29||-0.1||20.2 (n=50)||18-24||-3.8|
|ULNA: maximum length (1)||195*||258.4 (n=13)||237-279||63.4||234.2 (n=5)||216-253||39.2|
|ULNA: minimum circumference (3)||43||38.7 (n=29)||33-46||-4.3||32.9 (n=28)||28-39||-10.1|
|FEMUR: maximum length (1)||320*||435.1 (n=22)||117-512||115.1||406.1 (n=23)||362-437||86.1|
|FEMUR: midshaft circumference (8)||66||89.4 (n=43)||73-100||23.4||78.1 (n=49)||70-92||12.1|
|TIBIA: maximum length (1)||240*||363.9 (n=17)||328-435||123.9||321.5 (n=22)||217-358||81.5|
|TIBIA: nutrient a-p diameter (8a)||24||36.2 (n=36)||30-44||12.2||30.5 (n=43)||26-37||6.5|
|MEAN STATURE (cm)||134||167||33||156||22|
*approximate measurement for incompleteness of the bone
Table 1: Osteometry: Selected postcranial measurements of the pathological individual (dwarf) compared to the average of the Collatina necropolis. Range and differences between males/females and the dwarf (M/F size - Dwarf size) are reported - Martin’s numbers  in brackets. Dwarf stature (resulting from maximum length of different long bones) compared with male and female average of the period.
Radiological examination of the long bones showed normal conditions of the cortical bone and medullar cavity (Figure 4).
Several growth disorders are known by the term ‘dwarfism’, resulting in abnormal short stature, usually not more than 140 cm, with different aetiology: genetic defects, hormonal deficits, metabolic and nutritional disorders, which may develop numerous identified pathologies characterized by a variety of skeletal anomalies .
In this case poor conservation and fragmentation of the diagnostic districts limited differential diagnosis. This process was performed taking into account the forms of dwarfism characterized by micromegalia and morphological alteration of the limbs that allow to reach adult age [2,14-16].
Achondroplasia is a congenital and hereditary disorder, characterized by shortened extremities with a normal-sized trunk. The skeletal alterations of the limbs consist in proximal segments that are shorter than the distal ones, and in the enlargement of metaphyses with normal epiphyses. Articulation of the shoulder and the elbow are often limited. The affected individuals have normal intelligence and almost normal life expectancy; the maximum stature is 140 cm.
Metatrophic dysplasia is a recessive hereditary disease resulting in shortened limbs and strong enlargement of the “trumpet-like” metaphysis, as well as deformed and widened epiphyses. The individuals affected by this disease have low life expectancy.
Chondrodysplasia punctata is a hereditary pathology of unknown aetiology often characterized by asymmetrical and radiological granular epiphyses of the limbs. Its main features are cataract, mental, cardiac, and visceral abnormalities.
Dyschondrosteosis is a dominant hereditary disorder causing shortened extremities, dislocation of the distal ulna, coxa valga and ankle deformities. This pathology usually appears in early childhood and is more severe in females. The stature is less than 150 cm.
Acromesomelic dwarfism is a recessive hereditary disorder characterized by shortened extremities (in particular the upper limbs), bowed radio and ulna, deformation of the epiphysis and metaphysis. Intelligence is normal and the stature is about 120 cm.
Hypopituitarism is a form of proportioned dwarfism that involves the entire skeleton. Individuals lacking in growth hormone (STH) are shorter than normal, but are in normal proportion without morphological alterations of long bones.
The anomalies observed in the skeleton agree with the most probable diagnosis of achondroplasia, although the missing of more diagnostic districts, such as the skull and spine, precludes a certain diagnosis. Macroscopic examination of the pathological skeleton revealed shortening of the long bones without diaphysis bowing, moderate robustness of the upper limbs with morphological changes of the muscular attachments. The enlargement of the ulnar metaphyseal area probably limited elbow articulation, as reported in achondroplasia. The epiphyses of the lower limbs were not affected by evident alterations. In addition, the irregular shape and osteoarthritic changes in the acetabulum may have been a consequence of pelvic inclination and lumbar lordosis, typical of achondroplasia. Unfortunately, the skull remains are represented only by a few fragments of cranial bones and two teeth, but dental malocclusion, suggested by calculus on the premolar occlusal surface, and the hypoplastic events on the third molar are compatible with achondroplasia. The modifications in the lower limbs, essentially limited to shortened long bones, suggest a light form of the disease.
Any attempts at extracting DNA to search for mutations in the FGFR3 gene, which is diagnostic for achondroplasia, were impossible because of the poor conservation of the bones. Furthermore, recent researches have reported that PCR amplification provides false-positive results and that the molecular typing of ancient bone for this disease is unreliable .
achondroplasia is currently the most common form of dwarfism (1 case in 10,000) and this was probably the case also in the antiquity, as testified by the figurative arts from ancient Egypt to the Italian Renaissance . In a few cases, the dwarfs were represented as elitarian members, or deities like the Egyptian Bes and Ptah; in most cases, however, they were associated with minor figures often involved in ridiculous scenes, with special capabilities or particular attributes. In Imperial Rome, the presence of dwarfs in the historical sources is related to their role as dancers, music comedians, clowns and jugglers, because the members of the high society developed a pronounced taste for entertainers with evident physical or mental malformations, such as cretins, hunchbacks and dwarfs. The dwarfs were also appreciated as personal attendants, for example the emperors Tiberius, Alexandrus Severus and Marcus Aurelius retained achondroplasic dwarfs as precious counselors [2,18].
The Law of the Twelve Tables, drawn up during the Republican Age (V century BC), reported that the pater familias could “expose” the malformed newborns: “IV. 1: A dreadfully deformed child shall be killed.” (Tito Livio, Ab urbe condita libri, III, 31). After five or six centuries, during the Imperial Age, the customs changed and some malformations, such as dwarfism, were appreciated. The dwarfs would certainly arouse interest and curiosity, as testified by some archaeological discoveries like a dwarf-shaped puppet found as funerary equipment in a child’s burial (I-II century AD) from the necropolis of Osteria del Curato in Rome (Figure 5) . Despite the possible large presence of dwarfs in the Roman Imperial Age suggested by historical sources, the anthropological records are very poor. At the current state of research none of the over 2200 individuals excavated in the same necropolis of Collatina displayed evidence of this congenital and hereditary disease, excluding a case of proportionate dwarfism [20,21].
Towards the end of the Empire, the interest in dwarfs declined and the spread of Christianity contributed to a radical change of social attitude towards them (and the relationship with “freaks” changed in a religious sense). Although the Christian morality imposed assistance and charity towards the weakest, the disease was considered a form of divine punishment, and during the Middle Ages dwarfs, as well as prostitutes, fools, and lepers, were excluded from society. Finally, in the Renaissance the dwarfs returned to receiving consideration as a manifestation of social prestige and started to be an attraction at the Courts, where they were used as advisors and confidants [22,23]. In modern times the discussion about dwarfism is related to the ethical debate on the identification of malformations during gestation and the consequent possibility to abort.
We wish to thank Dr. Mario Sabato for his collaboration and the anonymous reviewer for the suggestions. Research grant by the Italian Ministry for University and Scientific Research (MURST Cofin. 2000).