alexa Effects of Dexamethasone on Pulmonary Oxygenation Impairments in Therapeutic Hypothermia for Patients with Traumatic Brain Injury | Open Access Journals
ISSN: 2155-9562
Journal of Neurology & Neurophysiology
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Effects of Dexamethasone on Pulmonary Oxygenation Impairments in Therapeutic Hypothermia for Patients with Traumatic Brain Injury

Mayuki Aibiki*, Kensuke Umakoshi, Saori Ohtsubo, Satoshi Kikuchi, Hironori Matsumoto, Muneaki Ohshita, Soichi Maekawa and Takashi Nishiyama

Department of Emergency Medicine, School of Medicine, Ehime University, Japan

Corresponding Author:
Dr. M. Aibiki
Department of Emergency Medicine
Ehime University, Shitsukawa 454, Tohon
791-0295, Ehime, Japan
E-mail: [email protected]

Received date: June 10, 2013; Accepted date: September 11, 2013; Published date: September 16, 2013

Citation: Aibiki M, Umakoshi K, Ohtsubo S, Kikuchi S, Matsumoto H, et al. (2013) Effects of Dexamethasone on Pulmonary Oxygenation Impairments in Therapeutic Hypothermia for Patients with Traumatic Brain Injury. J Neurol Neurophysiol 4:164. doi:10.4172/2155-9562.1000164

Copyright: © 2013 Aibiki M et al.This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.

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Objectives: We studied retrospectively to examine differences in the occurrence rate of pneumonia and the
time-course changes in pulmonary oxygenation between hypothermic and normothermic therapies with or without
dexamethasone (D) administration in patients with traumatic brain injury (TBI).
Design: A retrospective observational study.
Setting: Two university hospitals.
Subjects and Methods: In consecutive TBI patients (GCS ≤ 8) treated with hypothermic (N=23, 32-33°C) or
normothermic (N=16, 36-37.5°C) therapy, the occurrence rate of pneumonia, PaO2/FIO2 (P/F) ratios and C-reactive
protein (CRP) levels were examined. The comparisons were made among hypothermic and normothermic groups
with or without D administration. In several patients in both groups, neutrophil functions were examined. Data were
analyzed with ANOVA followed by Sheffe’s F-test, Mann-Whitney U-test, Kruskal-Wallis tests or chi-squared test
(p<0.05) as appropriate.
Results: The occurrence rate of pneumonia in a hypothermic group with D administration was significantly
lower than in a hypothermic group without D. In the hypothermic group without D treatment, CRP elevation during
the rewarming phase occurred, which was followed by more severe P/F ratio deteriorations as compared to the
hypothermic group given D. Neutrophil phagocytic functions in hypothermic patients without D were activated
around 35°C, which were followed by marked decreases in pulmonary oxygen. In contrast, phagocytic function in a
hypothermic patient receiving D was depressed, but without P/F ratios below 280.
Conclusion: This study poses hypotheses that neutrophils play a role in the pulmonary oxygenation impairment in
hypothermic therapy for TBI patients, and that dexamethasone improves the pulmonary complications in therapeutic


Complication; Dexamethasone; Hypothermic therapy; Neutrophil; Oxygenation


NABISH (National Acute Brain Injury Study for Hypothermia) and NABISH II failed to show benefits of hypothermic therapy for patients with traumatic brain injury (TBI); in their study the number of patients in hypothermic groups having systemic complications including pneumonia has been reported to be larger than that in normothermic groups [1]. A Japanese multi-center trial of hypothermia for TBI showed that the occurrence rate of pneumonia in hypothermic group was much higher than that in normothermia (49% in hypothermia versus 15% in normothermia) [2]. It has been suggested that hypothermic therapy performing for a period longer than 72 hours may result in an increased occurrence rate of pneumonia [3]. However, we demonstrated that in TBI patients, hypothermic therapy even for 72-96 hours did not show any significant differences in the rate of pneumonia as compared to normothermic therapy [4,5]. In these previous studies, dexamethasone (D) was used for reducing brain swelling, though not being used at the present time according to a guideline of steroid usage for TBI [6]. Thereafter, we reported in a preliminary study that after discontinuing D, TBI patients undergoing therapeutic hypothermia had an increase in the rate of pneumonia in our hospital [7].

Polymorphonuclear leukocytes (PMNs) have been shown to play a role in the development of tissue injury due to LPS-induced interleukin-8 production after the rewarming from hypothermic state in vitro [8]. Glucocorticoid, a modulator for neutrophil functions [9], has been demonstrated to prevent the late-phase occurrence of acute lung injury in critical trauma patients [10]. We have reported in a preliminary study that neutrophil phagocytic functions in brain-injured patients undergoing hypothermic therapy, if D was not administered, were activated during the rewarming phase and their pulmonary oxygenations were profoundly impaired, whereas phagocytic functions in patients with steroid administrations were depressed but no severe deteriorations of oxygenation occurred during the course [7]. Thus, it is possible that an attenuation of the neutrophil functions by steroid has certain beneficial effects on lung injury during the hypothermic therapy.

On the other hand, several papers reported that there were no benefits of methyl prednisolone in the neurological prognosis of traumatic brain-injured patients [6], or even a rise in the risk of death within two weeks in the CRASH study [11]. However, it is still uncertain whether steroid application is effective for lung injury during hypothermic therapy for traumatic brain-injured patients. We have raised a possibility in a preliminary study that dexamethasone might have a preventive effect for lung injury during hypothermic therapy for brain-injured patients [12]. Therefore, we examined retrospectively in this study whether dexamethasone has effects of reducing the rate of pneumonia and improving oxygenation impairments in TBI patients treated with therapeutic hypothermia.

Subjects and Materials


This retrospective study analyzed the data obtained from 1999 to 2009, which included the data of the Kagawa University Hospital and the Ehime University Hospital. Hypothermic and normothermic therapies in the two institutes were performed according to the same protocol except the administration of dexamethasone.

Inclusion criteria included a Glasgow Coma Scale (GCS) score less than and equal to eight on admission to the emergency room and evidence of injury on the computed tomographic scanning of the brain. The characteristics of the patients are shown in Tables 1 and 2. The GCS scores of the patients ranged from 3 to 8 on admission.

Patients who had abdominal or chest trauma were excluded from the study (N=6). Patients who were admitted to the hospital more than 8 hrs after the injury were also excluded (N=5). Other exclusion criteria were as follows: aspiration already on admission (N=4), severe hypoxia on admission (N=3), brain death within 48 hours (N=4), incomplete serial data of C-reactive protein and arterial blood gas analysis (N=7).

Moderate hypothermia or normothermia was induced within 6 hrs after the injury and was maintained by a surface cooling after administration of midazolam at the dose of 3 to 7 μg/kg/min, vecuronium at the dose of 2 to 4 mg/hr, and buprenorphine at the dose of 0.4 to 0.6 mg/day. These agents were administered until the end of the rewarming. All patients were ventilated artificially to adjust Paco2 at the level of 30 to 35 mmHg, which was not corrected for body temperature (α-stat management). Body temperatures were monitored at the rectum or the bladder. After the hypothermic phase, patients were gradually rewarmed at the rate of approximately 1°C per day. The rewarming process was started if there were no signs of brain swelling on computed tomographic findings and no intracranial pressure (ICP) elevation. The duration of hypothermic period was usually 3 to 4 days and the duration of the rewarming phase lasted for 4 to 5 days, thus the period of the hypothermic therapy was usually 7 to 9 days.

Treatment protocol

Subdural, epidural, or intracerebral hematomas compressing the brain were evacuated as soon as possible by neurosurgeons. Mean arterial pressure was maintained between 90 and 100 mmHg to keep the cerebral perfusion pressure more than 70 mmHg. In all patients, 600 to 800 mL of 10 % glycerol was administered daily for 7 days. This dosage of the agent adheres to our protocol for brain-injured patients with brain swelling. ICP monitoring (Codman ICP sensor™, Johnson and Johnson, Raynham, MA) was performed in twelve patients in the normothermic group and twenty-one patients in the hypothermic group. During the study, no patients in either group received diphenylhydantoin.

Dexamethasone adminisatration

In accordance with our protocol prior to 2001, dexamethasone (D) was used for the purpose of potential attenuation in brain swelling to patients in hypothermic and normothermic groups. From 2001, we discontinued the use of D in brain-injured patients according to a guideline [6]. Thereafter, we faced increases in the rate of pneumonia in patients treated with therapeutic hypothermia, which was accompanied by an activated neurophil function during hypothermic therapy. Accordingly, we administered D in several brain-injured patients to expect potential preventive effects for pulmonary complication during the therapy. Based on such preliminary data, we have reported that neutrophils might have a role in acute lung injury during hypothermic therapy [12]. The method of D for the patients was 0.15 mg/kg for approximately 7 days. The dose of dexamethasone was based on a previous paper [13], on the clinical application, we had modified the dose and administered duration of the agent. In our previous studies [4,5], dexamethasone was administered to hypothermic and normothermic groups, but in other preliminary studies [7,12], the agent was given depending on each physician in charge.

Assessment of neurologic outcome

Independent neurosurgeons who were not aware of the study presented here determined the neurologic outcome 6 months after injury. The neurologic outcome was graded according to the Glasgow Outcome Scale [14] (GOS: 14): 1, death; 2, vegetative state; 3, severe disability (unable to live independently but able to follow commands); 4, moderate disability (ability to live independently but unable to return to work or school); 5, good recovery (able to return to work or school).

Complications in each group

The diagnosis for pneumonia was made from purulent sputum sampling from an intratracheal tube, positive X-ray findings including lung consolidations, and/or positive cultures. After the admission, a first generation cephalosporin or ampicilin/sulbactum was administered, in accordance with the protocol of our department. Blood examinations and sputum cultures were routinely performed at least every two days. Depending on results of the gram-stain, we changed the antibiotics empirically; otherwise, we would wait for culture results and sensitivity results to various antibiotics. The overall rate of occurrence of pneumonia did not differ significantly between the two groups (9/23 in hypothermia group; 4/16 in normothermia group, Table 3).

Neutrophil functions

Blood samples were obtained from brain-injured patients by venipuncture and collected in heparinized test tubes to prevent clotting. Polymorphonuclear leukocytes (PMNs) were prepared on Ficoll-Hypaque gradients. A 5 ml of blood was layered on 3 ml of roomtemperature Ficoll-Hypaque in conical plastic disposable tubes. After centrifugation (25 minutes, 250 x g), the lymphocyte/mononuclear band was removed. PMNs were located in the next layer above the RBC pellet and could be collected easily. After centrifugation (5 min, 250 x g), contaminating RBCs were lysed with 9.0 ml of cold distilled water, quickly followed by 1.0 ml of a 10 x concentrated buffer solution. The final cell pellet was suspended in N-2-hydroxy ethyl piperazine-N’- 2-ethane sulfonic acid (HEPES; Sigma Chemical Co., St. Louis, Mo.), buffered tissue culture medium RPMI 1640 (Gibco, Grand Island, NY), pH 7.0, plus 0.1% gelatin (Difco Laboratories, Detroit, Mich.) to a density of 2.5 x 106 cells/ml.

Phagocytic function was measured as numbers of phagocytic latex beads using flow-cytometry [15]. Bactericidal function was determined by the numbers of fluorescence of neutrophils using flowcytometry in PMA (phorbol myristate acetate) solution after adding 2’, 7’-dichloroflure diacetate (DCFH-DA) [16].

Statistical analysis

Data are expressed as mean ± SD. The baseline characteristics and outcomes in the two groups were compared with use of a chi-squared test or Mann-Whitney U tests as appropriate. Other statistical analyses were performed using analysis of variance followed by Scheffe’s F-tests for comparisons within a group and Mann-Whitney U tests or Kruskal- Wallis tests for comparisons among the groups. A p value less than 0.05 was considered as significant.


Patients’ background

Demographic data of each patient were shown in Table 1 and 2. There were not any differences in the antibiotic use, the frequency of physio-therapy or oral care between the two groups (data not shown) (Figure 1).

  Age Gend. Diag. GCS ST GOS CT Class. Pupil Abn.on ad. Dex.
1 76 M C C 6 (+) V 5 (-) (+)
E H (+)
2 19 M E H 5 ND SD 4 (+) (+)
S H (+)
3 70 M EH 5 (+) D 5 (+) (+)
4 38 F TSAH 5 ND GR 2 (-) (+)
5 65 M C C 4 (+) D 5 (+) (+)
ICH (+)
6 76 M ICH 6 (+) V 5 (-) (+)
7 27 M C C 7 ND GR 2 (-) (+)
8 4 F C C 6 ND SD 4 (-) (+)
9 16 F DAI 6 ND MD 2 (-) (+)
10 18 M S H 5 (+) D 5 (+) (+)
11 16 M C C 8 ND GR 2 (-) (+)
*12 19 F DAI 6 ND GR 1 (+) (-)
13 80 F TSAH 6 ND SD 2 (+) (-)
14 79 F P H 8 (+) SD 2 (+) (-)
15 80 F TSAH 6 ND SD 2 (+) (-)
16 7 M CC 8 ND GR 1 (+) (-)

Table 1: Normothermia Group

  Age (Y) Gend. Diag. GCS ST GOS CT Class. Pupil Abn.on ad. Dex.
1 12 M C C 5 (+) MD 5 (+) (+)
E H (+)
2 67 M E H 5 (+) SD 5 (+) (+)
S H (+)
3 17 M E H 7 (+) GR 5 (+) (+)
4 16 M S H 8 (+) GR 5 (-) (+)
5 9 M C C 5 (+) GR 5 (+) (+)
ICH (+)
6 52 M ICH 6 (+) MD 5 (+) (+)
7 57 F ICH 5 (+) SD 5 (-) (+)
8 48 M C C 7 (+) GR 5 (-) (+)
ICH (+)
9 18 M DAI 7 ND GR 2 (-) (+)
TSAH (+)
10 22 M SH 6 (+) MD 5 (+) (+)
C C (+)
11 76 M ICH 5 (+) MD 5 (+) (+)
12 72 M ICH 3 ND D 3 (+) (+)
13 27 M C C 8 ND GR 2 (-) (+)
14 11 F C C 4 ND GR 2 (+) (+)
15 17 F ICH 5 ND GR 2 (+) (+)
*16 17 M TSAH 7 ND GR 4 (+) (+)
17 69 F SH 8 ND SD 2 (+) (+)
*18 19 F TSAH 4 (+) GR 5 (+) (-)
19 62 M TSAH 6 (+) D 5 (-) (-)
20 33 M TSAH 6 ND MD 3 (-) (-)
21 72 F CI 8 (+) MD 5 (+) (-)
22 45 M IH 8 (+) MD 5 (+) (-)
*23 17 F TSAH 4 ND SD 2 (+) (-)

Table 2: Asterisks show cases of examining neutrophil functions during hypothermic therapy.


Figure 1: Flow chart of the patients

Table 3 shows comparisons of background data between the hypothermic and normothermic groups. Although there were no significant differences in the demographic data or the rate of pneumonia between the two groups, the neurological outcome in hypothermic group was more favorable than that in normothermic group.

  Normothermia group (N=16) Hypothermia group (N=23) p value
Age 39±30 37±24 0.72
BW 60±25 65±22 0.67
Gender (F/M) 7/9 7/16 0.4
GCS on admission 6.1±1.2 5.9±1.4 0.64
CT Class 3.2±1.4 4±1.3 0.1
Inj Type (Tra/non-Tra) 21/2 15/1 0.7
ST(+/-) 6/10 14/9 0.26
Pupil abn. (+/-) 7/9 8/15 0.6
Pneumonia Dev. (+/-) 4/12 9/14 0.35
Dexamethasone (+/-) 11/5 17/6 0.9
GOS (GR+MD/SD+V+D) 6/10 17/6 Mean±SD 0.02*

Table 3: Comparisons in Demographic Data and Neurological prognosis between Normothermic and Hypothermic groups
Note that neurological outcome in hypothermic group was better than that in normothermic group, while the other patients’ profiles were not different between the two groups. CT classification and abbreviations are referred to those in Table 1.

Table 4 demonstrates the comparisons of patients’ backgrounds between normothermia and hypothermic groups with or without dexamethasone (D) administration. No significant differences in the demographic data were found between the two groups with or without D [17-19]. The occurrence of pneumonia in hypothermic group with D did not differ from that in the normothermic group with D. However, the rate of pneumonia in hypothermia group without D was much higher than those in the normothermia without D.

Dexamethasone (+) Normothermia group (N=11) Hypothermia group (N=17) p value
Age 39±25 36±24 0.61
BW 59±21 61±18 0.7
Gender (F/M) 3/8 4/13 0.57
GCS 5.7±1 5.9±2 0.65
ST(+/-) 5/6 9/8 0.51
Pupil abn. (+/-) 4/7 11/6 0.14
Pneumonia Dev. (+/-) 3/8 4/13 Mean±SD 0.82
Dexamethasone (-) Normothermia group (N=5) Hypothermia group (N=6) p value
Age 53±35 41±22 0.43
BW 50±29 65±22 0.5
Gender (F/M) 4/1 3/3 0.2
GCS 6.8±1.1 6±1.8 0.46
ST(+/-) 1/4 4/2 0.1
Pupil abn. (+/-) 5/0 4/2 0.1
Pneumonia Dev. (+/-) 1/4 5/1 Mean±SD 0.03*

Table 4: Comparisons in Demographic Data and Occurrence Rate of Pneumonia between Normothermic and Hypothermic groups with or without Dexamethasone Treatment.
Note that although there was no difference in the rate of pneumonia between hypothermic and normothermic groups with steroid treatment, the occurrence rate of pneumonia in hypothermic group without D was higher than that in normothermic group not being given D. Abbreviations are referred to those in Table1.

Time course changes in CRPs and P/F ratios in hypothermic and normothermic groups with or without Dexamethasone

Comparisons of CRPs and P/F ratios in the two groups are shown in Figure 2. In the upper panel, there were significant elevations in CRPs, which was followed by profound impairments in P/F ratios in patients not receiving the steroid in hypothermic group. In the lower panel, there were no significant differences in CRPs or P/F ratios in either groups being administered dexamethasone.


Figure 2: Comparisons of CRPs and P/F ratios

Changes in neutrophil functions in brain-injured patients

In Figure 3, changes of phagocytic function, CRP and P/F ratio in brain-injured patients in hypothermic group are depicted. Two patients in the hypothermia group, not treated with D, showed activated neutrophil phagocytic functions followed by severe deteriorations in P/F ratios. A patient in the hypothermic group, given the steroid, had depressed phagocytic function after the steroid treatment but did not show P/F ratio reductions below 280 mmHg. accompanied by improved neurological outcomes during hypothermic therapy. Thus, in the future we need to test a hypothesis that dexamethasone can be used as an agent for the treatment of lung injury during hypothermic therapy for brain-injured patients.


Figure 3: CRP and P/F ratio in brain-injured patients

Role of neutrophils in pulmonary oxygenation impairment during therapeutic hypothermia

PMN functions during hypothermia have been demonstrated to attenuate the receptor-dependent mechanism through protein kinase C level, but conversely are enhanced when elevating the temperature in the receptor-independent pathway [20]. Thus, neutrophil functions during hypothermic condition may be regulated by mechanisms more complicated than previously recognized. However, the rewarming after hypothermic treatment causes profound augmentation of interleukin-8 production in LPS-treated human endothelial cells, leading to PMN degranulation [8]. In this study, we have shown that impairments in pulmonary oxygen occurred especially after the rewarming phase following the hypothermic period. The present findings may support the previous study showing neutrophil activation by the rewarming from the hypothermic treatment [8].

Glucocorticoids, including dexamethasone, have been traditionally recognized as immunosuppressive hormones [21], and they downregulate the expression of genes involved in neutrophil trafficking to inflamed tissues [22,23].

Effects of dexamethasone on pulmonary oxygenation impairment during hypothermic therapy

It is well known that trauma including head injury is complicated with pulmonary involvements, which may be resulted from systemic inflammatory responses [24]. We have previously shown that in the rabbits, hypothermia induced by surface cooling causes sympathetic activation even from 36°C, peaking at 28°C [25], which means that surface cooling itself can cause vigorous stress to the animals. Also in humans, we have reported activated IL-6 and IL-8 productions in patients with accidental hypothermia [26]. Thus, we need to attenuate such physiological stress responses to surface cooling during hypothermic therapy using sedatives, narcotics and a muscle relaxant [27]. However, it is still unclear whether such an anesthetic procedure could completely suppress the stress responses during the hypothermic therapy. On the other hand, in septic rats, hypothermia causes an interleukin-6 overproduction leading to increases in mortality [28]. Glucocorticoid has been demonstrated to prevent acute lung injury, which is associated with neutrophil activation, occurring in the latephase in critical trauma patients [10]. In the present study, we have demonstrated that dexamethasone prevented the deteriorations of pulmonary oxygenation during hypothermic therapy for braininjured patients. Thus, further research is required to define whether dexamethasone has preventive effects on acute lung injury involving leukocyte activations after hypothermic therapy for brain-injured patients.

Limitation of this study

We have demonstrated the limited data of CRP and P/F ratio in hypothermic and normothermic groups. Furthermore, we included patients with the various sorts of traumatic brain injury, which structured heterogenetic groups. Thus, in the future, a randomized and large-scale study is needed to define a role of neutrophil and dexamethasone in acute lung injury after therapeutic hypothermia for brain-injured patients.


This is the first report suggesting a potential role of neutrophils in the development of pulmonary oxygenation impairments after hypothermic therapy for brain-injured patients and also showing attenuated effects of dexamethasone on such sequelae.


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