alexa Intensity Modulated Radiation Therapy (IMRT) in the Treatment of Squamous Carcinoma of the Oropharynx: An Overview | Open Access Journals
ISSN: 1948-5956
Journal of Cancer Science & Therapy
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Intensity Modulated Radiation Therapy (IMRT) in the Treatment of Squamous Carcinoma of the Oropharynx: An Overview

Sourav Guha*, Charles G Kelly, Rajdeep Guha, Rimpa Achari, Indranil Mallick, Vinidh Paleri, Alastair J Munro and Sanjoy Chatterjee

Radiation Oncologist, Tata Medical Center, Kolkata, India

*Corresponding Author:
Dr. Sourav Guha, MD
Radiation Oncologist
Tata Medical Center
Kolkata, India
Tel: 09903156562
E-mail: [email protected]

Received date: March 05, 2012; Accepted date: March 30, 2012; Published date: April 02, 2012

Citation: Guha S, Kelly CG, Guha R, Achari R, Mallick I, et al. (2012) Intensity Modulated Radiation Therapy (IMRT) in the Treatment of Squamous Carcinoma of the Oropharynx: An Overview. J Cancer Sci Ther 4: 077-083. doi:10.4172/1948-5956.1000115

Copyright: © 2012 Guha S, et al. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.

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Oropharynx; IMRT; Clinical Benefits


Intensity modulated radiotherapy (IMRT) is a technique which offers the possibility of delivering a relatively high dose of radiotherapy to a Planning Target Volume (PTV) whilst sparing the dose to Organs At Risk (OAR) [1,2]. This technique is particularly applicable to tumours, such as those of the oropharynx, which are often of advanced clinical stage by the time they are diagnosed [3]. IMRT may improve the therapeutic index for such tumours by causing less morbidity for any given probability of tumour control. Xerostomia, dysphagia and aspiration are important late effects of radiation therapy to the oropharynx that have significant functional, quality of life and resource implications after treatment. IMRT, by excluding the muscles of mastication and the pharyngeal constrictors from the high-dose volume, might lower both the incidence and severity of radiationinduced damage to the swallowing mechanism [4].

Osteoradionecrosis is a potentially catastrophic complication of radical radiotherapy to the head and neck [5]. The use of IMRT should, potentially at least, enable the radiation dose to the mandible to be decreased and thereby lower the incidence of osteoradionecrosis.

The aim of this review of the published literature was to estimate if the dosimetric advantages of IMRT over conventional radiotherapy techniques have been translated into clinical benefit. We have assessed the benefits that have been achieved by IMRT and suggest how we might use data collected prospectively on patients treated with IMRT to improve outcomes for patients with cancer of the oropharynx.

Materials and Methods

In August 2011, we searched for published articles in peer reviewed journals using two search engines: Pubmed - (Medline - The National Library of Medicine) and the Cochrane library. The specified search criteria included: “Oropharynx and IMRT”, “Oropharyngeal carcinoma and IMRT” and “IMRT and Head and Neck”. Online electronic databases were searched to identify papers published in English from January

2001 to August 2011. Papers were selected for inclusion in this review based on original studies on patients treated with IMRT for oropharyngeal cancer with data reported for the following endpoints:

• Xerostomia

• Parotid-sparing IMRT

• Submandibular gland sparing IMRT

• Dysphagia, and other swallowing disorders

• Osteoradionecrosis

The available evidence for each morbidity was reviewed separately. We used the system for grading the quality of evidence that was used in the Scottish Intercollegiate Guidelines Network (SIGN) guidelines [6], “Diagnosis and Management of Head and Neck cancer”. In summary, a meta-analysis, Randomised Controlled Trials (RCT) or systemic review of RCTs were assigned an evidence level of 1, case control or cohort studies and their systematic review was assigned evidence level of 2 whilst case series, case reports or expert opinions were considered as level 3 evidence. In some of the reviewed evidence only questionnaires were used to evaluate xerostomia post RT, these studies were included as level 4 evidence.


Effect of IMRT on xerostomia

Effect of IMRT on salivary morbidity: Parotid Gland Sparing IMRT: We identified 22 studies [7-29] which reported the clinical effects of parotid-sparing techniques using IMRT for oropharyngeal cancer (Table 1). These studies had reported one or more measures of xerostomia as a clinical endpoint. These measures included: functional imaging of gland activity; measurements of salivary output; observer-assessed toxicity grading; patient-reported evaluation using questionnaires. If a series was reported more than once we used the data from the most recently published account. Most of these studies described patients with primary tumours arising from various sites within the head and neck. Twenty of the twenty two level 2 studies found a clinical benefit from IMRT in reducing the rates of xerostomia and preserving salivary function. The studies reported had significant difference in patient numbers, age, sex, radiation dose prescribed to PTV, duration of follow up and in the assessment criteria for xerostomia. The only Randomised control trial, the PARSPORT trial [7] published in 2011 showed a significant reduction of radiation induced xerostomia for patients treated with IMRT compared with conventional radiotherapy by use of both LENT SOMA and RTOG scales. Furthermore, it was shown recovery of saliva flow by quantitative measurements and improvements in QoL were associated with IMRT treatment. To our knowledge this trial is the first to show that parotid-sparing IMRT reduces xerostomia in oropharyngeal HNSCC. As compared to others Dirix et al. [27], treated 42 patients with Stage IV head-and-neck squamous cell carcinoma with a unique hybrid fractionation schedule between 2006 and 2008 in two phases comprising of 20 fractions of 2 Gy (once daily), followed by 20 fractions of 1.6 Gy (twice daily), to a total dose of 72 Gy.

Study Treatment Period (year from- to) Dose/ delivery of IMRT IMRT/ non IMRT: No of Patients Primary in oropharnx IMRT/non IMRT Type of Study Parotid functional Imaging done? Salivary output measurements? Questionnaire based or rated xerostomia evaluation? Salivary function benefit with parotid sparing?
Nutting et al. [7] 2003-2007 60-65 Gy in 30 fr, Linac 47 47 40 40 Randomized control trial No No Yes Yes
van Rij et al. [8] 1999-2003 ≥ 60 Gy/ Linear Accelerator (Linac) based 75 87 37 45 Retrospective case-control No No Yes Yes
Rudat[9] 2000-2005 ≥ 50 Gy/ Linac based 31 69 26 13 Prospective Cohort study Yes No Yes Yes
Dijkema et al. [10] 1996-2007 ≥ 66 Gy Linac based 64 157 48 28 Prospective Cohort study No Yes (cup) No No
Ortholan et al. [11] 2001-2004 > 50 Gy Linac based 24 20 * 35* Prospective Cohort study No Yes (parafilm chewing) No Yes
Chao et al. [12] 1970-1999 55.1-72 Gy Segmental Tomotherapy 26 404 26 404 Prospective cohort for patients after 1996µ No No Yes Yes
Daly et al. [13] 2000-2005 60-66 Gy Linac 29↑ 75 ** ** Retrospective case control No No Yes Yes
Saarilahti et al. [14] 2000-2002 56-72 Gy Linac 17 0 11 0 Prospective Cohort study No Yes (paraffin wax chewing) Yes Yes
Parliamen et al. [15] 2000-2002 60-70 Gy Linac 23 0 3 0 Prospective Cohort study No Yes (spitting ) Yes Yes
Marzi et al. [16] 2003∞ 60-70 Gy 59 0 9 0 Prospective Cohort study No Yes (spitting) Yes Yes
Eisbruch et al. [17] 1994- 2000 56-70 Gy Linac 132± 0 56 0 Prospective Cohort study No Yes (cup) Yes Yes
Hodge et al. [18] 1995-2005 65.1- 70.4 Gy Linac 52 143 52 143 Retrospective case control No No Yes No
Lee et al. [19] 1998-2004 70-72 Gy Linac 41 71 41 71 Retrospective case control No No Yes Yes
Rusthoven et al. [20] 1998-2007 66-70 Gy Linac 32 55 32 55 Retrospective case control No No Yes Yes
Vergeer et al. [21] 1999- 2004 56-70 Gy 91 150 34 46 Prospective Cohort study No No Yes Yes
Huang et al. [22] 2000- 2004 70 Gy Linac 71 0 71 0 Audit No No Yes Yes
Anand et al. [23] 2003-2004 66-70 Gy Linac 19 0 7 0 Prospective Cohort study Yes No Yes Yes
Lee et al. [24] 2003- 2004 60- 64.8 Gy Linac 34 0 5 0 Prospective Cohort study No Yes (spitting) Yes Yes
Pacholke et al. [25] 1996-2002 > 50 Gy Linac 27 183 24 78 Retrospective case control No No Yes Yes
Setton et al. [26] 1998-2009 66-70 Gy by conventional fr, linac 442 0 442 0 Prospective Cohort study No No Yes Yes
Dirix et al. [27] 2006-2008 72 Gy by Linac 42 0 12 0 Prospective Cohort study No No No Yes
Stock et al. [28] 2007-2009 66-70 Gy by conventional fr, linac 46 0 46 0 Prospective Cohort study No Yes No Yes

Table 1: Studies reporting on parotid salivary gland sparing.

Clinical benefits of submandibular gland (SMG) sparing IMRT: We identified two studies (Table 2) reporting clinical outcomes in patients treated with SMG sparing IMRT [29,30]. Both studies reported xerostomia score benefits with submandibular sparing techniques. In the study by Murdoch-Kinch et al. [30] saliva flow rates were assessed in 124 patients’ pre-radiotherapy but at 2 years follow up data was available for only 46 patients.

Study Treatment Period (Year from-to) Total  number of patients No. of patients with Oropharyngeal Primary Benefit with xerostomia scores? SIGN Evidence      Level
Saarilahti et al. [29] 2000-2004 18 14 Yes 3
Murdoch-Kinch et al. [30] 1995-2005 148¥ Not specified Yes 2

Table 2: Studies reporting on submandibular salivary gland sparing IMRT.

Effect on swallowing of sparing dose to muscles involved in swallowing and mastication

Eight studies [27,31-37], summarised in Table 3, have assessed swallowing after IMRT for patients with tumours of the oropharynx. The studies used questionnaires with or without video-fluoroscopy to assess the swallowing dysfunction. Seven of the eight reported studies showed improvement in dysphagia scores with IMRT treatment. In the study by Levendag et al. [34] 43 patients received brachytherapy boost (20-22 Gy) after external beam radiotherapy treatment to 46 Gy (IMRT or conformal). Patients receiving brachytherapy boost had a smaller physical dose of radiation to a smaller volume of superior and middle constrictor muscles.

Study Treatment Period (Year from- to) IMRT/ non IMRT: No of Patients Primary in oro pharynx IMRT/non IMRT patients Constrictors outlined as OAR? Decreased dose to constrictors with IMRT vs. CRT? % with RTOGGrade 2 or above dysphagia Video-fluroscopy to assess dysphagia Questionnaire based or rated dysphagia evaluation? Swallowing function benefit with constrictors sparing? SIGN Evidence Level
Dirix et al. [27] 2006-2008 42 55 12 34 Yes Yes <5% No No No 2
Anand et al. [31] 2002-2004 62 0 10 0 Yes (only 4 patients for comparison) Yes* 12.7% at 6 months No Yes Yes 3
Bhide et al. [32] 2006-2007 37 0 7 0 Yes N/A 6.67% at 1 year No Yes No 2
Feng et al. [33] 2003-2008 73 0 73 0 Yes N/A <6% at 1 year Yes Yes Yes 2
Levendag et al. [34] 2000-2005 35 46 35 46 Yes N/A ** 23% at 3 years *** No Yes Yes 2
Schwartz et al. [35] 2008-2009 31 0 31 0 Yes Yes ….. Yes No Yes 2
Caudell et al. [36] 2001-2006 83 0 44 0 Yes Yes 14.2% at 2 Years Yes Yes Yes 2
Peponi et al. [37] 2002-2005 82 0 55 0 Yes Yes 18% at 20 months No Yes Yes 2

Table 3: Studies reporting on dysphagia scores with IMRT.

Osteoradionecrosis (ORN)

Osteoradionecrosis of the jaw remains one of the most problematic consequences of radiotherapy in head and neck cancer where the treatment is often complicated and multimodal. New theories on its pathophysiology have promoted more frequent use of new treatment modalities including the use of IMRT. We identified nine studies [3,22,38-45] which had included patients with oropharyngeal carcinoma treated with IMRT and which had reported the incidence of osteoradionecrosis. Table 4 shows a summary of the results. All the reported studies have shown a lower rate of osteoradionecrosis with IMRT.

Arruda et al. [3] 1998- 2004 70 Gy 50 50 18 0 0 Yes 3
Huang et al. [22] 2000-2004 70 Gy 71 71 33 1** 1.4% Yes 3
Ben-david et al. [38] 1996-2005 56-65 Gy 176 120 26 0* 0 Yes 3
Studer  et al. [39,40] 2002- 2007 65-72 Gy 204 146 20.1 1 <1% Yes 3
Eisbruch et al. [41] 2001- 2005 66 Gy 67 67 32 3 6% Yes 2
Garden et al. [42] 2000- 2002 63-66 Gy 51 51 45 1 1.96% Yes 3
Gomez et al. [43] 2000-2007 70 Gy 168 41 37.4 2 1.1% Yes 2
Sher et al. [44] 2004-2009 70 Gy 42 42 25 1 2.3% Yes 2
Montejo et al. [45] 2003-2008 67.5 Gy 43 43 36.7 1 2.3% Yes 2

Table 4: Studies reporting on osteoradionecrosis following IMRT.


Radical radiotherapy, particularly when combined with synchronous chemotherapy (chemoradiation) offers acceptable local control rates for oropharyngeal carcinoma with tolerable long-term toxicity [46,47] and is a reasonable alternative to radical surgery for many patients. Nevertheless, radiotherapy does cause damage to important structures and can lead to problems with dry mouth, swallowing and aspiration, and mandibular damage. IMRT, by reducing the dose to the critical normal tissues, whilst maintaining a high dose to the tumour, offers the potential for improving the therapeutic ratio in the radiation therapy of oropharyngeal carcinoma - maintained (or even improved) control of tumour and, at the same time, a decrease in the probability and severity of radiation-induced toxicity [48].

We have systematically reviewed the available evidence to assess whether or not the theoretical promise of IMRT for this group of tumours is borne out by the clinical reality.

Only the reported studies had published data in sufficient detail for inclusion in this analysis. This amounts to less than 10% of all centres worldwide using IMRT to treat cancers of the oropharynx. This implies that reporting may be selective, and raises the question of publication bias.

Does IMRT improve xerostomia?

Permanent xerostomia is one of the commonest late side effects of head and neck radiotherapy [48]. Over the last two decades, radiotherapy treatment techniques have been investigated to explore the possibility of reducing xerostomia. The bulk of the evidence seen in this study suggests improved preservation of salivary function preservation with IMRT. The evidence for this until recently was at best Grade B but, with full publication of the results of the PARSPORT trial [7] the evidence for reducing xerostomia with IMRT can now be regarded as Grade A.

Twenty of the 22 studies (Table 1) found a clinical benefit from IMRT in reducing the rates of xerostomia and preserving salivary function. The studies reported had significant difference in patient numbers, age, sex, and dose prescribed to PTV, duration of follow up and in the assessment criteria for xerostomia. The majority of the studies used questionnaires to assess the patients’ clinical condition. Only 2 studies [9,23] used parotid functional imaging, but failed to show any strong correlation between imaging scores and salivary flow rates. Although 8 studies included salivary flow rate measurement as a means to show preservation of salivary function, there were differences between the methods used to measure the saliva flow. The lack of standardised measurement techniques means that it is not possible to make meaningful comparisons between these studies.

Two studies have reported no benefit in xerostomia with the use of IMRT. In the study by Dijkema et al. [10] there was a significant difference in the primary tumour “site” being treated, between patients groups receiving Conformal Radiotherapy (CRT) versus IMRT. The IMRT group had more patients with oropharyngeal primary (18% vs 75% respectively). The proximity of the high dose PTV to the parotid glands, in oropharyngeal cancers could be one of the reasons why the IMRT group had higher mean dose delivered to the parotids compared to the CRT group. The second negative study is a comparison [18] of treatment outcomes in patients treated in the “pre IMRT” era versus “IMRT era”. The “IMRT era” patients could have had IMRT or CRT. The reasons for the lack of benefit on parotid gland function from IMRT are not discussed. PARSPORT trial, the only Randomised control trial looking at parotid sparing IMRT in oropharyngeal cancers, [7] showed a significant reduction of radiation induced xerostomia for patients treated with IMRT compared with conventional radiotherapy by use of both LENT SOMA and RTOG scales. Furthermore, it was shown recovery of saliva flow by quantitative measurements, and QoL measures were associated with the use of IMRT. To our knowledge this trial is the first Level 1 evidence confirming the reduction in xerostomia following IMRT in oropharyngeal HNSCC.

The totality of the evidence suggests improved preservation of salivary function preservation with IMRT. The evidence for this is does reach Grade A. Submandibular gland sparing techniques using either surgery or IMRT [29,30,49-51] have emerged over the last few years, but prospective randomised controlled studies are needed to explore the benefits of submandibular gland sparing IMRT. Moreover submandibular gland sparing techniques may be more specialised than parotid sparing, requiring either transposition of submandibular glands or selecting patients where the contralateral submandibular gland can be spared [29,49]. The evidence that sparing submandibular dose with IMRT might improve salivary function is Grade D.

Does IMRT improve swallow wing muscle function and reduce risk of trismus?

After Eisbruch et al. [4] described the “dysphagia and aspiration related- DARS” structures in 2004, Feng and Lavendag et al. [33,34] have prospectively evaluated the long term benefits of limiting the dose to these - putatively critical – structures and shown benefit with this technique. These two studies have opened up a new concept in improving swallowing function with IMRT. However, the retrospective evaluation by Bhide et al. [32] from the Royal Marsden Hospital in London failed to demonstrate any relationship between radiation dose to the constrictors and swallowing function. These differing findings could be a result of small patient numbers, the retrospective nature of these studies, and the use of differing outcome measures across the studies. It is also possible that the absolute amount of sparing of dose to these structures with IMRT is insufficient to translate into detectable improvements in function.

If this controversy is to be resolved, further prospective studies with large sample sizes and robust multidimensional outcome measures will need to be performed. The outcome measures must be analysed with respect to detailed dose volume histograms and dose distribution maps for the structures involved in swallowing. We need to know more than simply the mean dose to some arbitrary point within the constrictor complex. The evidence to support the contention that swallowing difficulties after IMRT will be less than those after conventional XRT for oropharyngeal cancer is Grade C.

Does IMRT reduce the risk of osteoradionecrosis (ORN)?

Radiotherapy for oropharyngeal cancers is associated with high doses to the retromolar trigone area, the mandibular ramus and the molar region [52]. Irradiated bone becomes hypocellular, hypoxic and therefore more prone to ORN [53]. It is well recognised that dental examination before treatment together with close multi-disciplinary team working with the local restorative dentist and dental hygienist will significantly reduce the risk of ORN [31]. The studies [3,22,39-45] that have evaluated the reduction of ORN with IMRT in oropharyngeal cancer treatment have reported an extremely low rate of ORN with IMRT. However, the RTOG -0022 [35] study has reported a 6% ORN rate. This appears to be higher than the other IMRT studies. The reasons cited include lack of standardised dental evaluation and the use of (relatively) hypofractionated regimes (2.2 Gy per fraction). The argument that 2.2 Gy per fraction may be the contributor to such an increase in the ORN rate may be less robust given that other studies [3,22,43] have used more than 2 Gy per fraction and have reported less ORN with IMRT. In summary, there are multiple reports from single centres flow rates of ORN with IMRT.

The evidence that rates of ORN are lower with IMRT than they are with conventional XRT is Grade C.


This review of the literature on the treatment of cancer of the oropharynx with radiotherapy suggests that the use of IMRT, as opposed to conventional radiotherapy planning techniques, is associated with decreases in the rates of xerostomia, of problems with swallowing and aspiration, and of osteoradionecrosis. Apart from xerostomia, the published evidence on these questions is of disappointingly low quality, there is a pressing need for well-designed prospective studies which might permit accurate assessment of the clinical, as opposed to the dosimetric, benefits arising from the use of IMRT. Moreover heterogeneity of assessment methods used for assessing the benefits of IMRT have made it difficult to assess consistency of the possible benefits across the reported patient population.

Despite the widespread adoption of IMRT for treating cancers of the head and neck, there is remarkably little evidence available on the key functional outcomes that have a significant impact on the quality of life. This reflects a recurring problem for technologically driven specialties such as radiotherapy. IMRT is resource intensive [54] and newer technology using rotational arc therapy [55] has claimed to have further dosimetric advantages compared to linear accelerator based IMRT. This reflects a recurring problem for technologically driven specialties such as radiotherapy. This is the assumption that, because something ought to be beneficial, it must be beneficial, and the consequent perception that there is no real need to go out to seek evidence that the theoretical advantages are detectable clinically.


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