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Radioembolization for Hepatocellular Carcinoma: Evidence-Based Answers to Frequently Asked Questions | OMICS International
ISSN: 2155-9619
Journal of Nuclear Medicine & Radiation Therapy

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Radioembolization for Hepatocellular Carcinoma: Evidence-Based Answers to Frequently Asked Questions

Bruno Sangro1,2* and Mercedes Iñarrairaegui1,2

1Liver Unit, Clinica Universitaria de Navarra

2Centro de Investigación Biomédica en Red de Enfermedades Hepáticas y Digestivas (CIBERehd), Pamplona, Spain

*Corresponding Author:
Bruno Sangro, MD
Liver Unit, Clínica Universitaria de Navarra
Avda, Pio XII 36. 31008 Pamplona, Spain
Tel: +34 948 296 637
Fax: +34 948 296 500
E-mail: [email protected]

Received date: April 26, 2011; Accepted date: May 26, 2011; Published date: June 15, 2011

Citation: Sangro B, Iñarrairaegui M (2011) Radioembolization for Hepatocellular Carcinoma: Evidence-Based Answers to Frequently Asked Questions. J Nucl Med Radiat Ther 2:110. doi:10.4172/2155-9619.1000110

Copyright: © 2011 Sangro B, et al. This is an open-access article distributed under the terms of the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited.

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Hepatocellular carcinoma (HCC) is the third most common cause of cancer-related mortality. Radioembolization is a form of selective internal radiation therapy that is increasingly used to treat patients with HCC, particularly those with more advanced disease. This review will try to answer some of the most frequently asked questions regarding the use of radioembolization to treat HCC patients and provide supporting evidence. Rather than a new form of transarterial chemoembolization (TACE), radioembolization is a form of brachytherapy that has a highly localized effect on liver tumors. The two devices that are available (glass and resin microspheres) are similar in size (25 to 35 microns), but differ in the amount of isotope loaded onto each microsphere and the number of spheres injected in a single treatment. Despite this, the evidence seems to indicate that the antitumor effect and safety profiles of these two devices in HCC are similar. Liver cirrhosis frequently underlies HCC. Despite the higher chance for relevant liver toxicity, there is now good evidence from large studies to show that radioembolization can be safely and effectively performed in cirrhotic patients with HCC. With no randomized controlled trials published so far, there is recent scientific evidence that allows comparison between radioembolization and other treatment options including TACE and the systemic, agent sorafenib. Radioembolization appears to have similar efficacy to TACE in patients that are ideal candidates for locoregional therapy and has shown encouraging results in patients that have failed TACE or who are poor candidates for this therapy. Survival in comparable sorafenib- and radioembolizationtreated HCC patients is quite similar. The indication for radioembolization has to be balanced against the risk of liver decompensation and the natural history of the disease, based on tumor burden and liver function. Patients with inadequate liver functional reserve and diffuse tumors affecting either lobes, or portal vein thrombosis that reaches the main trunk should probably not be treated with this procedure.


Radioembolization; Hepatocellular carcinoma; Chemoembolization; Sorafenib; SIRT


Hepatocellular carcinoma (HCC) is the sixth most common cancer in the world and the third most common cause of cancer-related mortality [1]. Eighty-five percent of the global burden of HCC occurs in developing countries with 5- to 10-times higher age-standardized incidence rates (world) in Eastern and South-Eastern Asia, and Middle and Western Africa than Northern Europe and USA (where rates are ∼4-5 per 100,000) [1]. Cirrhotic patients of various etiologies and patients infected by viral hepatitis (hepatitis C virus [HCV] or chronic hepatitis B virus [HBV]) are particularly prone to developing HCC. Even with active HCC surveillance of high-risk groups, less than 15% of all HCC patients are candidates for potentially curative therapies including surgical resection, liver transplantation or percutaneous ablation. For the majority of patients, either transarterial embolization (TAE) or chemoembolization (TACE) for intermediate stage disease [2] and/or sorafenib for more advanced stage disease has been shown to significantly prolong survival [3]. However, there is no universal agreement on the best candidates for these treatment options [4].

Radioembolization is a form of selective internal radiation therapy that is increasingly used to treat patients with HCC, particularly those with more advanced disease [5,6]. Since there is an increasing, but still limited, body of evidence published in the medical literature on this procedure, questions often arise. This review will try to answer some of the most frequently asked questions and provide supporting evidence.

Is radioembolization a form of transarterial (chemo) embolization?

Much like TACE, radioembolization utilizes the well-characterized dual vasculature of the liver to selectively treat HCC lesions that are almost exclusively supplied by blood from the hepatic arterial branches [7,8]. However, the mechanism of these two treatment modalities is very different. Radioembolization is in fact a form of brachytherapy and has a highly localized effect on liver tumors. While the liver is largely intolerant to whole liver radiation treatment, small portions of the liver can tolerate high-dose radiation exposure without significant complications, as long as sufficient normal liver is spared [9]. Commercially available microspheres for radioembolization are made of either resin (SIR-Spheres®, Sirtex Medical Limited, Sydney, Australia) or glass (TheraSphere®, Nordion, Ottawa, Canada). These small inert microspheres (measuring ∼25 to 35 microns), loaded with the radionuclide yttrium-90 (90Y), lodge within the peripheral neovasculature of tumors, where they deliver high-energy, betaradiation over a limited range (mean penetration of radiation into tissues is 2.4 mm), thereby confining the tumoricidal dose to the immediate proximity of the tumor and sparing the normal liver parenchyma [10,11]. Bilbao and colleagues showed that resin microspheres have little or no embolic effect on medium to small arteries, so adequate oxygenation of the tumor tissue is maintained, increasing the lethal effect of the radiation [12]. In contrast, the larger TACE or bland embolization particles (100 to 500 microns in diameter) have been designed to occlude medium to large size arteries [13], so that ischemia drives the antitumor effect, with drug delivery (carried in lipiodol or drug-eluting beads) potentially enhancing tumor cell killing (Figure 1) [4].


Figure 1: Differences in size and heterogeneity of particles used for TACE and radioembolization and the resulting impact on the size of the occluded vessel.

The original concept for selective internal radiation therapy in HCC came from studies with lipiodol labeled with iodine-131 (131I), a gamma- and beta-emitting radionuclide. Two randomized-controlled trials were conducted. The first compared 131I-labeled lipiodol with best supportive care in 27 patients with good liver function and multinodular or diffuse tumors and portal vein thrombosis [14]. Median survival was significantly prolonged with 131I-labeled lipiodol compared with best supportive care (24 weeks vs. 8 weeks, p<0.01) [14]. The second larger trial in 142 patients without portal vein thrombosis showed that compared with TACE (70 mg cisplatin), 131I-labeled lipiodol (60 mCi; 2.2 GBq) was better tolerated with similar response rates (57% vs. 64%) and 2-year overall survival (42% vs. 38%) [15]. However, the clinical development of radioactive 131I-labeled lipiodol was hindered mainly by the need for radioprotection requiring the patient to remain isolated during the first 7 to 10 days after therapy. By contrast, microspheres are loaded with yttrium-90, a pure beta emitter with a short tissue penetration, which makes post-treatment isolation for radioprotection superfluous [16].

In conclusion, there are important differences in the mechanism of action between TACE/TAE and radioembolization (ischemia + chemotherapy vs. irradiation) that account not only for the diverse antitumor effect but also for differences in post-treatment imaging [17] as well as the safety profile [18]. Radioembolization produces minimal or no post-embolization syndrome, but if delivered to nontarget tissues can cause radiation-induced damage to the liver, lungs and gastrointestinal tract [19-21].

Are there any differences in clinical outcome between glass and resin 90Y-loaded microspheres in HCC?

Glass and resin microspheres, although similar in size (25 to 35 microns), differ in the amount of isotope loaded onto each microsphere (which is lower for resin spheres) and the number of spheres injected in a single treatment (which is typically lower for glass spheres). Despite this, the evidence (outlined below) would seem to indicate that the antitumor effect and safety profile of these treatment modalities in HCC are similar.

From a hemodynamic point of view, there were no major differences between the two microspheres in a computational model of a representative hepatic artery system, where laminar transient 3D particle-hemodynamics were simulated [22]. It could be argued that due to the higher number of microspheres typically used in a treatment with resin microspheres, a more intense ischemic effect would result. Some expert users say that incomplete delivery of the prescribed 90Y activity is more frequent with resin microspheres. In fact, an analysis of a large cohort of 680 patients treated with resin microspheres worldwide found that the injected activity was only slightly inferior to prescribed activity (prescribed: 1.2 + 0.6 GBq; administered: 1.1 + 0.6) [23]. It could also be argued that for the same reason it would be difficult to administer the full prescribed activity to small single lesions with resin microspheres or that the number of radiation sources would be too small for a very large tumor to be treated with glass microspheres. However, post-treatment imaging by SPECT or positron-emission tomography challenges this argument [24].

If there are differences in the injection procedure and intravascular behavior, they do not seem to translate into differences in antitumor effect. Tumor response rates vary from 20% [25] to 42% [26] for glass microspheres, and from 23% [27] to 44% [28] for resin microspheres. Overall survival was remarkably similar when patients were stratified by tumor stage in two of the largest series of patients with HCC studied so far (Figure 2) [26,29,30].


Figure 2: Overall survival by BCLC stage with 90Y glass microspheres and 90Y resin microspheres [5,29]. apatients in the advanced stage lacking extrahepatic disease.

Does the presence of cirrhosis in HCC affect the outcome following radioembolization?

Cirrhosis, characterized by the replacement of liver tissue by fibrosis and regenerative nodules, produces a notable distortion in the vascular anatomy of the liver. These changes have two important consequences for the treatment of patients with a cirrhotic liver, namely changes in the usual distribution of the microspheres and a reduction in the functional liver reserve. Portal triads can no longer be identified in the cirrhotic liver and disordered vessels may traverse the fibrotic septa that separate regenerative nodules. In the advanced stages of cirrhosis, intrahepatic anastomosis can develop between the terminal arterioles, portal venules and hepatic venules [31].

Little data have been obtained so far from animal models or human studies on the impact of these changes on the distribution of microspheres to normal tissue. Certainly, lung shunting is more prevalent in cirrhotic than non-cirrhotic livers, independent of the volume of tumor tissue treated [32]. This adverse event can be largely prevented by keeping the threshold for lung irradiation below 30 Gy, although this inevitably reduces the number of microspheres available for tumor targeting and could theoretically reduce treatment effectiveness.

Of much greater importance is the reduced functional reserve and impaired regenerative ability of the cirrhotic liver. Both these factors increase the risk of liver failure, especially for patients who have had prior extensive resection, or liver insult from toxins, acute viral hepatitis or external irradiation [33]. Direct liver cell injury and further compromised liver blood supply by direct damage to the vasculature could increase the risk of clinically relevant liver toxicity in cirrhotic compared with non-cirrhotic livers after radioembolization.

Despite the higher chance for reduced microsphere availability and relevant liver toxicity, there is now good evidence from large studies to show that radioembolization can be safely and effectively performed in cirrhotic patients with HCC. Response rates are consistently in the range of 30% to 50% [4] and overall survival following radioembolization was not significantly different in patients with cirrhotic and non-cirrhotic livers (Hazard ratio: 1.26 [95% confidence interval [CI] 0.89 - 1.77; p=0.19]) [29].

Radioembolization-induced liver disease, defined as jaundice and ascites appearing 4 to 8 weeks after radioembolization in the absence of clear tumor progression, was described as Grade 4 in 2.5% of HCC patients treated in a single institution [34] and grade 3 increases in bilirubin (according to CTCAE [35]) were described in less than 6% of patients in a European multicenter study independent of their basal tumor stage and treatment design [29].

How does the clinical outcome for radioembolization compare with TACE?

Rough comparisons of survival between retrospective series of patients treated with TACE or radioembolization are meaningless if the target populations differ. At least in Western countries, radioembolization is in most cases indicated for patients who are considered poor candidates for TACE. Typical candidates for radioembolization are either:

i. patients with advanced stage disease with portal vein invasion but no extrahepatic metastases;

ii. patients with intermediate stage disease but too many nodules involving both lobes to be treated by TACE in a selective fashion; or

iii. patients with intermediate stage disease who have failed to respond to TACE and have ongoing disease progression in the liver or active tumor following TACE.

The ratio of each of these three subgroups differs with each published series [18,36,37]. Any blind comparison with TACE is basically irrelevant because TACE cohorts usually include patients that have early stage disease and tumors that cannot be treated with radical therapies because of age, tumor size and location, cirrhosis or comorbidities, or intermediate-stage disease with a limited number of tumors that can be selectively embolized (avoiding occlusion of the main lobar arteries) [4]. However, the inclusion criteria for TACE in some centers has broadened beyond the evidence base in intermediatestage disease [2] to include patients with more advanced disease. In a randomized controlled trial of 138 patients by Doffoël and colleagues [38] which included advanced cases (48% had an ECOG>0, 49% had bilobar disease and 9% had segmental portal vein thrombosis), median overall survival was 13.8 months (95% CI, 7.6-16.8) with conventional TACE plus tamoxifen and 11.0 months (95% CI, 7.3-15.1) with tamoxifen alone.

Over the last 12 months, three different groups have published outcomes of patients treated in routine clinical practice using TACE or radioembolization in cohorts with either early or intermediate tumors [18], or a mixture of patients with more advanced tumors [36,37]. Each analysis found equivalent or better survival for patients receiving radioembolization compared with broadly matched patients allocated to TACE (Table 1). In other case series evaluations analyzed by BCLC (Barcelona Clinic Liver Cancer) stage of disease for treatment using TACE (n=172) [39], 90Y-glass microspheres (n=291) [5] or 90Y-resin microspheres (n=325) [29], the following median overall survivals in months (95% CI) were reported in early (BCLC stage A) disease: 40 (15-46), 26.9 (17-30.2) and 24.4 (18.6-38.1); intermediate (BCLC stage B) disease: 17.4 (13.9-18.8), 17.2 (13.5-29.6) and 16.9 (12.8-22.8) and advanced (BCLC stage C) disease: 6.6 (4-9.3), 7.3 (6.5-10.1) for glass microspheres in patients with no extra-hepatic disease and 5.4 (2.7-7.5) in those with extra-hepatic disease, and 10.0 (7.7-10.9), respectively. The overlapping confidence intervals indicate that radioembolization and TACE have broadly similar benefits in terms of overall survival. According to Salem and colleagues [18], a trial of more than 1,000 patients would be required in order to demonstrate equivalence between these therapies. Therefore a head-to-head comparison between radioembolization and TACE is impractical in this disease setting.

Series Salem et al. [18] Carr et al. [36] Kooby et al. [37]
Number of patients 122 123 691 99 44 27
Period 2001-2010 2001-2010 1999-2000 2000-2005 1996- 2003-
Viral etiology (%) 58 50 34 39 57a 37 a
Cirrhosis (%) 92 86 66 80 nr nr
Solitary tumors (%) 47 45 nr nr 57 44
> 5 nodules (%) nr nr 37 26 nr nr
Portal vein thrombosis (%) 0 0 42 28 30 52
Bilobar disease (%) 34 36 51 43 30b 30 b
Child A (%) 55 54 nr nr 50 48
BCLC tumor stage (%)            
Early (A) 39 35 nr nr nr nr
Intermediate (B) 20 28 nr nr nr nr
Advanced (C) 9 10 ≥ 42 ≥ 28 ≥ 30 ≥ 52
Median overall survival (months) 17.4 20.5c 8.5 11.5 d 6.0 6.0 e

Table 1: Results from comparative series of HCC patients treated by TACE and radioembolization [18,36,37].

Importantly, the ability to down-stage patients that are beyond those criteria used for the indication of radical therapies (transplantation, resection or ablation) and are finally treated with these options was superior for radioembolization than for TACE [40] and results in longterm survival in most patients successfully down-staged [41].

In summary, radioembolization appears to have similar efficacy to TACE in patients that are ideal candidates for local-regional therapy and has shown encouraging results in patients that have failed TACE or who are poor candidates for this therapy.

How does radioembolization compare with sorafenib?

The comparisons with the multi-tyrosine kinase inhibitor sorafenib are more straightforward. Most radioembolization series include patients who have progressed or relapsed after locoregional therapies, such as TACE or bland embolization, or were considered poor candidates for these locoregional therapies due to the presence of portal vein invasion or bulky tumors. The finding that the multityrosine kinase inhibitor sorafenib prolonged survival in a very similar population of patients with mixed intermediate and advanced stage HCC [42] has led to its increasing use since 2008. The main difference between radioembolization series and sorafenib trials is the higher percentage of patients with extrahepatic disease in the sorafenib clinical trials, particularly in the Asia-Pacific trial [43].

In the absence of survival data from direct comparative trials with radioembolization and sorafenib, a recent retrospective analysis has compared radioembolization as first-line treatment with a control group matched for liver function and tumor burden, treated with conventional or experimental therapies or no therapy [44]. In this well-matched comparison, survival was significantly better with radioembolization than the control arm (16 vs. 8 months; p < 0.05) even when adjusted for cirrhosis, vascular invasion, multinodularity, or bilobar involvement. This preliminary evidence illustrates that radioembolization can prolong survival over no specific therapy in a population of patients not amenable for TACE. This is supported by numerous studies reporting survivals in the range of 9 to 16 months with radioembolization [5,25,27,29,30,45] among patients who had similar characteristics to the patients who were randomized to placebo in the SHARP trial and who had a median survival of 7.9 months [29]. Figure 3 illustrates overall survival of the patients following radioembolization within a European multicenter series [29], approximately 60% of whom met the inclusion criteria for SHARP, the sorafenib and placebo arms of the SHARP trial [42], and the sorafenib arm of a phase II trial conducted in the US [46]. The Figure illustrates the significant overlap in 95% confidence intervals between the sorafenib- and radioembolization-treated groups. Phase III trials comparing sorafenib and radioembolization or their combination are now ongoing.


Figure 3: Overall survival reported for similar patients treated with radioembolization, sorafenib and placebo. 90Y-radioembolization: consecutive patients identified with Child-Pugh class A and advanced stage disease (BCLC stage C) or had intermediate stage disease (BCLC stage B) and had failed prior vascular procedures (TACE; TAE) or were poor candidates for TACE [29]. Sorafenib (SHARP): patients randomized to the sorafenib arm in the SHARP trial [42]. Sorafenib (US phase II): patients with Child-Pugh class A class that received sorafenib in the US phase II study [46]. Placebo (SHARP): patients randomized to the placebo arm in the SHARP trial [42].

When should patients not be treated with radioembolization?

A recent European series has provided an in-depth analysis of the prognostic factors among 325 consecutive patients with mostly advanced-stage HCC who received radioembolization at eight centers between September 2003 and December 2009 [29]. Prognosis was driven by liver function (as measured by individual variables such as INR or bilirubin levels or by composite variables such as the Child-Pugh score) and tumor burden (as measured by nodularity, portal vein thrombosis, alpha-fetoprotein levels, distant metastases or performance status) [29]. Individual predictors of survival in a multivariate model were: an INR level greater than 1.2, an Eastern Cooperative Oncology Group (ECOG) score higher than '0', more than 5 nodules and extrahepatic disease [29]. Not surprisingly, subgroups of patients from a different series [5] with Child-Pugh class B, portal vein thrombosis, advanced (BCLC stage 'C') disease and / or extrahepatic disease were also found to have a very poor prognosis (median overall survival less than 6 months). Similar findings were reported by Kulik et al. [47] among patients with portal vein thrombosis of the main trunk who had a median survival of 6 months [48].

The importance of tumor burden and liver function in predicting poor survival following radioembolization accords with the early experience in North America where 3-month mortality was associated with infiltrative tumors, bulky disease, highly increased transaminases (5xUNL), tumor volume> 50% with albumin < 3 g/dL, and bilirubin> 2 mg/dL [5]. As a result, although this is not level 1 evidence coming from controlled trials, treatment with radioembolization is probably not appropriate for those patients that have a bilirubin higher than 1.5 mg/dL or an INR higher than 1.2 (that reflect a reduced functional liver reserve) and also have either diffuse, ill-defined tumors affecting both lobes, or portal vein thrombosis that reaches the main trunk. Radioembolization should be formally contraindicated for those patients with decompensated cirrhosis (Child-Pugh score higher than '7').


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