Regulatory
Scope
Individual
Subpart
Subpart Title 21 CFR Section Number of
Infractions
Number of Subsections
the Infractions
Cover
Protection
of Human
Subjects
  General §50 63 1
Subpart B Mandate to Obtain Informed Consent §50.20 59 1
Exception from General Requirements §50.23 2 1
Exception from General Requirements - Emergency Research §50.24 1 1
Elements of Informed Consent §50.25 34 10
Documentation of Informed Consent §50.27 55 3
Subpart D Documentation of Permission by Parents/Legally Authorized Representative §50.55 1 1
General - IDE §812 3 1
IDE Subpart A Labeling of Investigational Devices §812.5 1 1
Requirement for FDA & IRB Approval §812.18 1 1
Subpart B IDE Application §812.20 1 1
Investigational Plan §812.25 3 2
Supplemental Actions §812.35 6 3
Subpart C General Responsibilities of Sponsors §812.40 10 1
FDA and IRB Approval §812.42 6 1
Selecting Investigators and Monitors §812.43 11 5
Monitoring Investigations §812.46 3 1
Subpart D IRB Approval §812.62 2 1
IRB’s Continuing Review §812.64 1 1
Subpart E General Responsibilities of Investigators §812.100 170 2
Specific Responsibilities of Investigators §812.110 147 6
Subpart G Records §812.140 191* 18
Inspections §812.145 3 2
Reports §812.150 91 15
IND Subpart A Promotion of an investigational new drug §312.7 1 1
Subpart B Requirement for an IND §312.20 8 3
IND Content and Format §312.23 2 2
Protocol Amendments §312.30 1 1
IND Safety Reporting §312.32 2 2
Annual Reports §312.33 4 3
Subpart C General Requirements for Use of an IND in a Clinical Investigation §312.40 8 3
Clinical Holds and Requests for Modifications §312.42 1 1
Subpart D General Responsibilities of Sponsors §312.50 7 1
Selecting Investigators and Monitors §312.53 17 11
Informing Investigators §312.55 1 1
Review of Ongoing Investigations §312.56 8 4
Recordkeeping and Record Retention §312.57 8 3
Inspection of Sponsor’s Records and Reports §312.58 1 1
General Responsibilities of Investigators §312.60 216 1
Investigator Recordkeeping and Retention §312.62 160 4
Investigator Reports §312.64 11 3
Assurance of IRB Review §312.66 65 1
Disqualification of a Clinical Investigator §312.70 2 1
Table 1: Detail of Infractions within the Data Set. The majority of infractions lie within responsibilities of investigators, record keeping and obtaining/documentation of informed consent.1996-Early 2011 *Note: This section has been broken down in Table 2.
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